learning only too late that something was wrong.

It's a security.

Oh, no.

I'm an investigating accountant for the S.E.C.

We're from the Securities and Exchange Commission.

Andrew,you'll analyze the SEC filings.

Since when does the sec investigate car accidents?

What have you found? Moore was one of five sec commissioners appointed.

He registers this organization right over here with the US SEC

All that means is that both of their shares are traded on exchanges

This guy worked for the S.E.C. who tried to take down Frobisher.

This guy worked for the sec for 20 years. He was a lead investigator who tried to take down frobisher.

The Tokyo Stock Exchange rallied at the end of the day.

In Washington, did you meet Harry Macdonald, head of S.E.C.? Not yet.

Yeah, the paralegals have finished annotating the sec memos. I'd like you to review them and report to Tom.

Yeah, I need everything from the beginning of the sec investigation. Not just the trial.

For several months, he has been under investigation by the Securities and Exchange Commission.

Were you aware that your company was being investigated by the sec at the time?

I, uh, I know someone at the SEC

I just got off the phone with our liaison at the s.e.c.turns out jim gulbrand

Until we started this business of floating old Chiswick as a money making proposition

Is that what got you into trouble with the s.e.c.?

Here are your boarding pass and your baggage claim.

You got a seat on the exchange?

No.The company he founded, gaia matrix, was under investigation by the s.e.c.for securities violations.

The IRS and the SEC and I don't know who else were investigating him for fraud.

People taking your order?

Annual rate of security

So either he paid somebody off or he hid the money

I am currently under investigation by the s.e.c.for securities violations due to my role here at gaia matrix.

It's easy enough to prove.

I firmly believed that the sec investigation would turn up no financial irregularities whatsoever.

The quantity discounts are according to the size of the order.

I'm an independent trader... trading commodities at the C.M.E. Group, member of the Chicago Board of Trade, and I've traded derivatives and futures cash for over 15 years.

Were you aware that jim gulbrand was cooperating with s.e.c.investigators?

Where's the meet? When's it going down?

It seems the government's looking for Harry.

When you normally buy a stock on an exchange, as the New York Stock Exchange, you're just buying the stock from somebody else.

Tucker has been charged with 25 counts of mail fraud, five counts of S.E.C. Violations, and one count of conspiracy to defraud.

I didn't know what this meeting was about, but I know that Arthur Frobisher was in contact with a member of the Securities and Exchange Commission.

I didn't know what this meeting was about, but I know that Arthur Frobisher was in contact with a member of the Securities and Exchange Commission.

I didn't know what this meeting was about, but I know that arthur frobisher was in contact with a member of the securities and exchange commission.

It's not a resort. We got orders stacking up.

And it makes sense.

And you end up with a mortgage backed security.