learning only too late that something was wrong.

All that means is that both of their shares are traded on exchanges

It's a security.

The Tokyo Stock Exchange rallied at the end of the day.

We're from the Securities and Exchange Commission.

Oh, no.

I'm an investigating accountant for the S.E.C.

What have you found? Moore was one of five sec commissioners appointed.

He registers this organization right over here with the US SEC

Andrew,you'll analyze the SEC filings.

Since when does the sec investigate car accidents?

This guy worked for the S.E.C. who tried to take down Frobisher.

This guy worked for the sec for 20 years. He was a lead investigator who tried to take down frobisher.

In Washington, did you meet Harry Macdonald, head of S.E.C.? Not yet.

For several months, he has been under investigation by the Securities and Exchange Commission.

Were you aware that your company was being investigated by the sec at the time?

More than 1000 issues are listed on the stock exchange.

And I'm doing this just to show you a point

Where's the meet? When's it going down?

A 2 megawatt wind project can be four to five million.

Yeah, the paralegals have finished annotating the sec memos. I'd like you to review them and report to Tom.

Yeah, I need everything from the beginning of the sec investigation. Not just the trial.

I, uh, I know someone at the SEC

I just got off the phone with our liaison at the s.e.c.turns out jim gulbrand

I don't know where. He...

The company went public and became listed on the stock exchange in 1990.

I'll call you at 2 o'clock and tell you where we're gonna make the exchange.

I'll call you to tell you where we're gonna make the exchange with Cynthia.

Is that what got you into trouble with the s.e.c.?

Until we started this business of floating old Chiswick as a money making proposition

He knows the location of the exchange.

Tell me where the sale is going down.

No.The company he founded, gaia matrix, was under investigation by the s.e.c.for securities violations.

Here are your boarding pass and your baggage claim.

So either he paid somebody off or he hid the money

You got a seat on the exchange?

It's easy enough to prove.

I firmly believed that the sec investigation would turn up no financial irregularities whatsoever.

The IRS and the SEC and I don't know who else were investigating him for fraud.

Annual rate of security

I am currently under investigation by the s.e.c.for securities violations due to my role here at gaia matrix.

The fire and power outage resulted in a shortened workday at some exchanges in Manhattan's financial district.

We already have safeguards in place to deal with Lincoln.

It seems the government's looking for Harry.

I'm an independent trader... trading commodities at the C.M.E. Group, member of the Chicago Board of Trade, and I've traded derivatives and futures cash for over 15 years.